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Advisor at LPL FINANCIAL LLC
CLOVIS, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 18, 2012 | n/a | yes | CLOVIS, NM | Current employment |
| EDWARD JONES | National bd RIA | Aug 12, 2008 | Sep 19, 2012 | no | ST LOUIS, MO|CLOVIS, NM|CLOVIS, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Sep 19, 2012 | Sep 18, 2012 | -1 | Firm change | Other |