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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

GARY S SIMEL

Advisor at FLYNN ZITO CAPITAL MANAGEMENT, LLC

CUSHING, ME | GARDEN CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b707842-1650-9c75-cec0-7be8ec828221

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 23, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FLYNN ZITO CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 15, 1993
First registration: Jul 23, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2320801

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FLYNN ZITO CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 20, 2024	n/a	yes	CUSHING, ME\|GARDEN CITY, NY	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 28, 2005	Oct 29, 2012	no	SOUTHAMPTON, NY\|CAMDEN, ME\|CAMDEN, ME\|SOUTHAMPTON, NY\|SOUTHAMPTON, NY\|SOUTHAMPTON, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 23, 1997	Jul 15, 2005	no	SOUTHAMPTON, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	FLYNN ZITO CAPITAL MANAGEMENT, LLC	Oct 29, 2012	Feb 20, 2024	4,131	Firm change after gap	Wirehouse to RIA
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Jul 15, 2005	Jul 28, 2005	13	Firm change	Other

Relationships

Registered with (3)

→ FLYNN ZITO CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 20, 2024 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 28, 2005 to Oct 29, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 23, 1997 to Jul 15, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b707842-1650-9c75-cec0-7be8ec828221
First observed: Jul 23, 1997
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GARY S SIMEL

Advisor at FLYNN ZITO CAPITAL MANAGEMENT, LLC

CUSHING, ME | GARDEN CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b707842-1650-9c75-cec0-7be8ec828221

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FLYNN ZITO CAPITAL MANAGEMENT, LLC

Independent wealth

Feb 20, 2024

n/a

yes

CUSHING, ME|GARDEN CITY, NY

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jul 28, 2005

Oct 29, 2012

Previous registration

CHASE INVESTMENT SERVICES CORP.

Former SEC adviser

Jul 23, 1997

Jul 15, 2005

SOUTHAMPTON, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

FLYNN ZITO CAPITAL MANAGEMENT, LLC

Oct 29, 2012

Feb 20, 2024

4,131

Firm change after gap

Wirehouse to RIA

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO ADVISORS

Jul 15, 2005

Jul 28, 2005

Firm change

Other