DFX Intelligence

D•••• T••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

D•••• T••••• M••••

Advisor at T•••• B••••••• F•••••••• A•••••••• I•••

HAMPTON, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• B••••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• B••••••• F•••••••• A•••••••• I•••	Independent wealth	Aug 23, 2016	n/a	yes	HAMPTON, NH	Current employment
M•••••••• • C••••••• I•••	Former SEC adviser	Jan 19, 2009	Oct 27, 2016	no	HAMPTON, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• • C••••••• I•••	T•••• B••••••• F•••••••• A•••••••• I•••	Oct 27, 2016	Aug 23, 2016	-65	Firm change after gap	Other
M•••••• S•••••• B•••• F•• D•• M•••••• W••••• M•••••••••	M•••••••• • C••••••• I•••	Nov 30, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
107937:283926:NH:2016-10-27	Oct 27, 2016	Aug 23, 2016	HAMPTON, NH	Firm change after gap

Relationships

Registered with (5)

→ T•••• B••••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 23, 2016 to presentfactForm ADV
→ M•••••••• • C••••••• I•••Registered adviserregistration: previous registration
Jan 19, 2009 to Oct 27, 2016factForm ADV
→ M•••••• S•••••• B•••• F•• D•• M•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 20, 2007 to Nov 30, 2012factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.