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Advisor at JANNEY MONTGOMERY SCOTT LLC
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Oct 29, 2004 | n/a | yes | Charlotte, NC | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 11, 2000 | Aug 28, 2003 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | JANNEY MONTGOMERY SCOTT LLC | Aug 28, 2003 | Oct 29, 2004 | 428 | Firm change after gap | Other |