DFX Intelligence

R••• B•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R••• B•••••• S•••••••

Advisor at P•••••• C••••• W••••• A•••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:5b74f924-8b51-6bfd-8c82-d15c0a475bed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 22, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• W••••• A•••••••• L••	State registered	Oct 31, 2014	n/a	yes	DENVER, CO	Current employment
P•••••• C••••• W••••• A•••••••• L••	State registered	Oct 31, 2014	Dec 31, 2014	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	P•••••• C••••• W••••• A•••••••• L••	Sep 16, 2008	Oct 31, 2014	2,236	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ P•••••• C••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 31, 2014 to Dec 31, 2014factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 17, 2001 to Sep 16, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b74f924-8b51-6bfd-8c82-d15c0a475bed
First observed: Jan 17, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.