DFX Intelligence

M••• J•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M••• J•••• D••••••

Advisor at I••••••••• F•••••••• P•••••••

Crescent Springs, KY

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Search this name across graphsid dfx:ria:5b772619-4410-eea6-ec37-8c29f293c472

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Aug 28, 2020	n/a	yes	Crescent Springs, KY	Current employment
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Dec 10, 2018	Dec 20, 2018	no	Crestview Hills, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••• A•••••••• L••	I••••••••• F•••••••• P•••••••	Dec 20, 2018	Aug 28, 2020	617	Firm change after gap	RIA to ibd
I••••••••• F•••••••• P•••••••	I••••••••• A•••••• A•••••••• L••	Dec 7, 2018	Dec 10, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:168267:KY:2018-12-07	Dec 7, 2018	Dec 10, 2018	CRESTVIEW HILLS, KY	Firm change

Relationships

Registered with (4)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Oct 11, 2018 to Dec 7, 2018factForm ADV
→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 10, 2018 to Dec 20, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 3, 2010 to May 11, 2011factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b772619-4410-eea6-ec37-8c29f293c472
First observed: May 31, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.