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S•••• T••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

S•••• T••••• T•••••

Advisor at V•••• F•••••••• A•••••••• I•••

WEST DES MOINES, IA | ST CHARLES, IA | SPRINGFIELD, MO | ST. LOUIS, MO | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:5b77e236-1f99-1c73-b0c4-cbad0f7a9bf1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Oct 21, 2024	n/a	yes	SPRINGFIELD, MO\|ST CHARLES, IA\|OVERLAND PARK, KS\|WEST DES MOINES, IA\|ST. LOUIS, MO\|ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
U•• F•••••••• S•••••••• I•••	Independent wealth	Mar 18, 2008	Dec 5, 2008

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S•••••••• I•••	V•••• F•••••••• A•••••••• I•••	Dec 5, 2008	Oct 21, 2024	5,799	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	U•• F•••••••• S•••••••• I•••	Apr 3, 2008

Relationships

Registered with (3)

→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 21, 2024 to presentfactForm ADV
→ U•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 18, 2008 to Dec 5, 2008factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Mar 14, 2005 to Apr 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b77e236-1f99-1c73-b0c4-cbad0f7a9bf1
First observed: Mar 14, 2005
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.