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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ADELL HARRIMAN & CARPENTER

ADELL HARRIMAN & CARPENTER INC, CRD 107488

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b7972fe-922d-4187-6c2c-9af2a3e2e769

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Mar 20, 2012 to Aug 27, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.1BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $348Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,825
Individual clients: 240
High net worth clients: 524
Custody, client assets: $2.1B
SEC number: 801-50660
CIK: 1134152
CRD: 107488
Filings on the tape: 33
First filed: Mar 20, 2012
Latest filed: Aug 27, 2026
Organised: Corporation, TX
Website: ahcinvest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEPHEN DECATUR ADELL	Certified Financial Planner	HOUSTON, TX	22	41	n/a	no
LEIA POWELL CARPENTER	Chartered Financial Analyst	HOUSTON, TX	22	40	n/a	no
MARCUS WILSON BERRY	n/a	HOUSTON, TX	8	19	n/a	no
SCOT WALLACE JOHNSON	Chartered Financial Analyst	HOUSTON, TX	6	13	n/a	no
JENNIFER LYNN BARRON	n/a	HOUSTON, TX	2	29	3	no
JAMES PATRICK DARBY	Certified Financial Planner	HOUSTON, TX	0	11	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADELL, STEPHEN, DECATUR	Principal	B	yes	01/1995	Mar 20, 2012	Aug 20, 2024
Barron, Jennifer, Lynn	Principal	Na	yes	08/2024	Aug 20, 2024	Aug 20, 2024
BERRY, MARCUS, WILSON	Principal	B	yes	01/2020	Jan 17, 2020	Aug 20, 2024
CARPENTER, LEIA, POWELL	PRINCIPAL, CHIEF COMPLIANCE OFFICER	C	yes	01/1995	Mar 20, 2012	Aug 20, 2024
JOHNSON, SCOT, WALLACE	Principal	B	yes	01/2021	Mar 24, 2021	Aug 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$2.1B	$2.1B	13	5	0	n/a	n/a
2024	Mar 28, 2025	$1.8B	$1.8B	11	5	0	n/a	n/a
2023	Mar 28, 2024	$1.3B	$1.3B	11	5	0	n/a	n/a
2022	Mar 27, 2023	$1.1B	$1.1B	10	4	0	n/a	n/a
2021	Mar 17, 2022	$1.3B	$1.3B	11	4	0	n/a	n/a
2020	Mar 24, 2021	$1.0B	$1.0B	12	5	0	n/a	n/a
2019	Mar 26, 2020	$921M	$921M	12	5	0	n/a	n/a
2018	Mar 29, 2019	$745M	$745M	11	4	0	n/a	n/a
2017	Mar 29, 2018	$726M	$726M	11	4	0	n/a	n/a
2016	Mar 27, 2017	$623M	$623M	10	3	n/a	n/a	n/a
2015	Mar 30, 2016	$583M	$583M	10	3	n/a	n/a	n/a
2014	Mar 31, 2015	$599M	$599M	10	3	n/a	n/a	n/a
2013	Mar 24, 2014	$528M	$528M	10	3	n/a	n/a	n/a
2012	Mar 21, 2013	$455M	$455M	10	3	n/a	n/a	n/a
2011	Mar 20, 2012	$442M	$442M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.1B	$1.8B	18.8%	$1.1B	23.9%	13	11	0	0

Relationships

Registered with (6)

← JAMES PATRICK DARBYAdvisorregistration: current employment
Aug 30, 2026 to presentfactForm ADV
← JENNIFER LYNN BARRONAdvisorregistration: current employment
Feb 28, 2024 to presentfactForm ADV
← SCOT WALLACE JOHNSONAdvisorregistration: current employment
Jan 1, 2020 to presentfactForm ADV
← MARCUS WILSON BERRYAdvisorregistration: current employment
Oct 26, 2017 to presentfactForm ADV
← LEIA POWELL CARPENTERAdvisorregistration: current employment
May 10, 2004 to presentfactForm ADV
← STEPHEN DECATUR ADELLAdvisorregistration: current employment
May 3, 2004 to presentfactForm ADV

Controls (5)

← CARPENTER, LEIA, POWELLOwnerPRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 20, 2012 to Aug 20, 2024factForm ADV
← ADELL, STEPHEN, DECATUROwnerPRINCIPAL, ownership code B, individual
Mar 20, 2012 to Aug 20, 2024factForm ADV
← JOHNSON, SCOT, WALLACEOwnerPRINCIPAL, ownership code B, individual
Mar 24, 2021 to Aug 20, 2024factForm ADV
← Barron, Jennifer, LynnOwnerPRINCIPAL, ownership code NA, individual
Aug 20, 2024 to Aug 20, 2024factForm ADV
← BERRY, MARCUS, WILSONOwnerPRINCIPAL, ownership code B, individual
Jan 17, 2020 to Aug 20, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
Adell Harriman & Carpenter reported RAUM $1.8B, up 32% from $1.3B (2024-08-20 to 2025-03-28)
Form ADVobserved 4 days ago
$424M
Occurred
Aug 20, 2024
Control person joined
Lynn Jennifer Barron (Principal) appeared on Schedule A of Adell Harriman & Carpenter
Form ADVobserved 4 days ago
Occurred
Jul 21, 2021
Control person left
Clifford Mark Harriman (Principal) no longer on Schedule A of Adell Harriman & Carpenter (listed 2021-03-30, absent 2021-07-21)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2021
Control person joined
Wallace Scot Johnson (Principal) appeared on Schedule A of Adell Harriman & Carpenter
Form ADVobserved 4 days ago
Occurred
Jan 17, 2020
Control person joined
Wilson Marcus Berry (Principal) appeared on Schedule A of Adell Harriman & Carpenter
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b7972fe-922d-4187-6c2c-9af2a3e2e769
First observed: Mar 20, 2012
Last observed: Aug 27, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADELL HARRIMAN & CARPENTER

ADELL HARRIMAN & CARPENTER INC, CRD 107488

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b7972fe-922d-4187-6c2c-9af2a3e2e769

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEPHEN DECATUR ADELL

Certified Financial Planner

HOUSTON, TX

n/a

LEIA POWELL CARPENTER

Chartered Financial Analyst

HOUSTON, TX

n/a

MARCUS WILSON BERRY

n/a

HOUSTON, TX

n/a

SCOT WALLACE JOHNSON

Chartered Financial Analyst

HOUSTON, TX

n/a

JENNIFER LYNN BARRON

n/a

HOUSTON, TX

JAMES PATRICK DARBY

Certified Financial Planner

HOUSTON, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADELL, STEPHEN, DECATUR

Principal

yes

01/1995

Mar 20, 2012

Aug 20, 2024

Barron, Jennifer, Lynn

Principal

yes

08/2024

Aug 20, 2024

BERRY, MARCUS, WILSON

Principal

yes

01/2020

Jan 17, 2020

Aug 20, 2024

CARPENTER, LEIA, POWELL

PRINCIPAL, CHIEF COMPLIANCE OFFICER

yes

01/1995

Mar 20, 2012

Aug 20, 2024

JOHNSON, SCOT, WALLACE

Principal

yes

01/2021

Mar 24, 2021

Aug 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$2.1B

n/a

2024

Mar 28, 2025

$1.8B

n/a

2023

Mar 28, 2024

$1.3B

n/a

2022

Mar 27, 2023

$1.1B

n/a

2021

Mar 17, 2022

$1.3B

n/a

2020

Mar 24, 2021

$1.0B

n/a

2019

Mar 26, 2020

$921M

n/a

2018

Mar 29, 2019

$745M

n/a

2017

Mar 29, 2018

$726M

n/a

2016

Mar 27, 2017

$623M

n/a

2015

Mar 30, 2016

$583M

n/a

2014

Mar 31, 2015

$599M

n/a

2013

Mar 24, 2014

$528M

n/a

2012

Mar 21, 2013

$455M

n/a

2011

Mar 20, 2012

$442M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.1B

$1.8B

18.8%

$1.1B

23.9%