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N••••• V•••• I•••••••• KK, CRD 140500
TOKYO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-07-23 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| T•• N••••• V•••• I•••••••• J••••••• E••••• T•••• | Other Private Fund | $154M | Aug 6, 2024 | 16 | Mar 29, 2012 | reported | 021-1354372 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••• S••••••• C•••••• | CHAIRMAN AND DIRECTOR | D | yes | 04/1995 | Mar 29, 2012 | Aug 6, 2024 |
| I••• Y•••••••• | SHAREHOLDER, CHAIRMAN, CHIEF INVESTMENT OFFICER, DIRECTOR | C | yes | 12/2005 | Mar 29, 2012 | Aug 6, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••••••• I••••••••• I•••••••• L•• | n/a | Asset manager | $39B | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $591M | $966M | -38.8% | $1.1B | -19.4% | 13 | 15 | 0 | 0 |
| SHAREHOLDER, DIRECTOR OF RESEARCH |
| B |
| yes |
| 02/2006 |
| Mar 29, 2012 |
| Aug 6, 2024 |
| K•••••• H••••••• | SHAREHOLDER, SENIOR PORTFOLIO MANAGER, DIRECTOR | B | yes | 06/2008 | Mar 29, 2012 | Aug 6, 2024 |
| N••••••• T•••••• | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | A | yes | 11/2023 | Mar 29, 2012 | Aug 6, 2024 |
| T•••••• S••••••• | SHAREHOLDER, CHIEF OPERATING OFFICER, DIRECTOR | Na | yes | 05/2019 | Jun 28, 2019 | Aug 6, 2024 |
| C•••••••• L•••• A••• | NON-EXECUTIVE DIRECTOR | Na | no | 05/2018 | Jun 29, 2018 | Aug 6, 2024 |
| S••••••••• P••••••• L•••••• | Shareholder | E | no | 12/2005 | Mar 29, 2012 | Aug 6, 2024 |
| Apr 30, 2026 |
| $899M |
| $899M |
| 15 |
| 5 |
| 0 |
| 1 |
| n/a |
| 2024 | Jul 26, 2024 | $966M | $966M | 15 | 6 | 0 | 1 | $154M |
| 2023 | Jul 31, 2023 | $1.2B | $1.2B | 16 | 6 | 0 | 1 | $158M |
| 2022 | May 31, 2022 | $1.1B | $1.1B | 14 | 5 | 0 | 1 | $162M |
| 2021 | Jul 29, 2021 | $1.3B | $1.3B | 14 | 5 | 0 | 1 | $267M |
| 2020 | Jun 26, 2020 | $1.4B | $1.4B | 15 | 6 | 0 | 1 | $369M |
| 2019 | Jun 28, 2019 | $1.7B | $1.7B | 14 | 6 | 0 | 1 | $478M |
| 2018 | Jun 29, 2018 | $1.7B | $1.7B | 11 | 4 | 0 | 1 | $662M |
| 2017 | Jul 28, 2017 | $1.3B | $1.2B | 11 | 4 | n/a | 1 | $613M |
| 2016 | Jul 28, 2016 | $1.1B | $1.0B | 11 | 4 | n/a | 1 | $524M |
| 2015 | Jul 28, 2015 | $1.1B | $1.1B | 11 | 4 | n/a | 1 | $583M |
| 2014 | Jul 18, 2014 | $841M | $841M | 11 | 4 | n/a | 1 | $546M |
| 2013 | Jul 29, 2013 | $805M | $805M | 11 | 4 | n/a | 1 | $493M |
| 2012 | Jul 26, 2012 | $679M | $679M | n/a | n/a | n/a | 1 | $488M |