DFX Intelligence

M••••• S••••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

M••••• S••••• C•••••• A•••••••• L••

CRD 300232

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:5b7c1f10-1471-c72f-a116-167b76ba2093

Data as of Aug 16, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Feb 19, 2019 to Aug 16, 2019
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.0M••• Locked
Discretionary RAUM: $20.0M
Private client RAUM: $21.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $21.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• M•••••• A•••••••	n/a	FORT LAUDERDALE, FL	7	21	5	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J•••••• M••••••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	03/2019	Feb 19, 2019	Aug 16, 2019

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	3

Relationships

Controls (1)

← A•••••••• J•••••• M••••••OwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 19, 2019 to presentfactForm ADV

Registered with (4)

← J••••• M•••••• A•••••••Advisorregistration: current employment
Apr 11, 2019 to presentfactForm ADV
← Robert John AnderbergAdvisorregistration: previous registration
Mar 20, 2024 to Jun 11, 2024factForm ADV
←

Dated events

Occurred
Jun 11, 2024
Advisor changed firm
Robert John Anderberg left M••••• S••••• C•••••• A•••••••• L•• for Plancorp, Llc (registered 2024-06-17)
Form ADVobserved 7 days ago
Occurred
Feb 5, 2024
Advisor changed firm
Darren Gregory Jurick left M••••• S••••• C•••••• A•••••••• L•• for Jurick Financial Services (registered 2026-01-01)
Form ADVobserved 7 days ago
Occurred
Jan 12, 2024
Advisor changed firm
Anthony James Navarro left M••••• S••••• C•••••• A•••••••• L•• for Nomadic Wealth (registered 2023-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b7c1f10-1471-c72f-a116-167b76ba2093
First observed: Feb 19, 2019
Last observed: Aug 16, 2019 86 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.