This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$270MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$270M

Private client RAUM

$265MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$54.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

5

Offices

1Schedule D 1.F, beyond the principal office

Accounts

348

Individual clients

36

High net worth clients

79

Custody, client assets

$12.7M

SEC number

801-60717

CRD

116933

Filings on the tape

28

First filed

Mar 30, 2012

Latest filed

Mar 24, 2026

Organised

Corporation, AZ

• Occurred

  Mar 27, 2015
  Succession filed (Item 4)

  Sage Financial Advisors Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5b7d418a-8b2b-e0da-f347-15da1bd0f629

First observed

Mar 30, 2012

Last observed

Mar 24, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.