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Advisor at NORTHLAND ASSET MANAGEMENT
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHLAND ASSET MANAGEMENT | Independent wealth | Feb 6, 2020 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 31, 2007 | Jan 24, 2020 | no | ST. LOUIS, MO|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | NORTHLAND ASSET MANAGEMENT | Jan 24, 2020 | Feb 6, 2020 | 13 | Firm change | Ibd to RIA |