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Advisor at WELLS FARGO ADVISORS
MINNEAPOLIS, MN | Minneapolis, MN | SAINT PAUL, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | MINNEAPOLIS, MN|Minneapolis, MN|SAINT PAUL, MN|SAINT PAUL, MN | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Nov 5, 2009 | Jan 3, 2011 | no | SAINT PAUL, MN|SAINT PAUL, MN|SAINT PAUL, MN | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jun 20, 2007 | Nov 3, 2009 | no | SAINT PAUL, MN|Maplewood, MN|ROSEVILLE, MN|ROSEVILLE, MN|Roseville, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| U.S. BANCORP INVESTMENTS, INC. | WELLS FARGO INVESTMENTS, LLC | Nov 3, 2009 | Nov 5, 2009 | 2 | Firm change | Other |