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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RED GATE ADVISERS, LLC

CRD 309871

CHADDS FORD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5bac21f0-d804-92b4-fb9a-b0ed71d5f356

Data as of Sep 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 4
On other graphs: 0
Observed: Sep 28, 2020 to Sep 16, 2022
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $80.6MItem 5.F on the latest filing (2022-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $80.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-119700
CRD: 309871
Filings on the tape: 8
First filed: Sep 28, 2020
Latest filed: Sep 16, 2022
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHADDS FORD INVESTMENT MANAGEMENT, LLC	Owner	E	yes	07/2020	Sep 28, 2020	Sep 16, 2022
FAIA, SALVATORE, ROCCO	Owner	E	yes	02/2013	Sep 28, 2020	Sep 16, 2022
HURLEY, RYAN, JAMES	CHIEF COMPLIANCE OFFICER	Na	no	01/2021	Feb 9, 2021	Sep 16, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VIGILANT DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 29, 2022	$80.6M	$80.6M	6	0	0	n/a	n/a
2020	Feb 9, 2021	n/a	n/a	4	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$80.6M	n/a	n/a	n/a	n/a	6	4	0	0

Relationships

Controls (2)

← FAIA, SALVATORE, ROCCOOwnerOWNER, ownership code E, individual
Sep 28, 2020 to presentfactForm ADV
← CHADDS FORD INVESTMENT MANAGEMENT, LLCOwnerOWNER, ownership code E, domestic entity
Sep 28, 2020 to presentfactForm ADV

Owns (1)

← HURLEY, RYAN, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 9, 2021 to presentfactForm ADV

Dated events

Occurred
Sep 16, 2022
Control person left
Timothy Reinhart (President) no longer on Schedule A of Red Gate Advisers, Llc (listed 2022-03-29, absent 2022-09-16)
Form ADVobserved 5 days ago
Occurred
May 26, 2021
Control person left
Andrew Craig Urciuoli (Chief Executive Officer) no longer on Schedule A of Red Gate Advisers, Llc (listed 2021-02-09, absent 2021-05-26)
Form ADVobserved 5 days ago
Occurred
Feb 9, 2021
Control person left
Nicholas Joseph Petrone (Chief Compliance Officer) no longer on Schedule A of Red Gate Advisers, Llc (listed 2020-10-13, absent 2021-02-09)
Form ADVobserved 5 days ago
Occurred
Sep 28, 2020
First Form ADV filing
Red Gate Advisers, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bac21f0-d804-92b4-fb9a-b0ed71d5f356
First observed: Sep 28, 2020
Last observed: Sep 16, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RED GATE ADVISERS, LLC

CRD 309871

CHADDS FORD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5bac21f0-d804-92b4-fb9a-b0ed71d5f356

Data as of Sep 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHADDS FORD INVESTMENT MANAGEMENT, LLC

Owner

yes

07/2020

Sep 28, 2020

Sep 16, 2022

FAIA, SALVATORE, ROCCO

Owner

yes

02/2013

Sep 28, 2020

Sep 16, 2022

HURLEY, RYAN, JAMES

CHIEF COMPLIANCE OFFICER

01/2021

Feb 9, 2021

Sep 16, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VIGILANT DISTRIBUTORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 29, 2022

$80.6M

n/a

2020

Feb 9, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$80.6M

n/a