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Advisor at LPL FINANCIAL LLC
MADISON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | MADISON, WI|MADISON, WI | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Aug 7, 2013 | Mar 30, 2023 | no | WAVERLY, IA|MADISON, WI|MADISON, WI|Verona, WI|Allison, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | Mar 30, 2023 | Feb 13, 2026 | 1,051 | Firm change after gap | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13941:6413:IA:2023-03-30 | Mar 30, 2023 | Feb 13, 2026 | ALLISON, IA | Firm change after gap |