DFX Intelligence

R••••• A•• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

R••••• A•• S••••

Advisor at C••••• F•••••••• S••••••••• I•••

ATHENS, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• S••••••••• I•••	Independent wealth	Oct 18, 2023	n/a	yes	ATHENS, GA	Current employment
I•• A•••••••• L••	Independent wealth	Jun 6, 2022	Aug 11, 2023	no	ATLANTA, GA\|Athens, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• A•••••••• L••	C••••• F•••••••• S••••••••• I•••	Aug 11, 2023	Oct 18, 2023	68	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	I•• A•••••••• L••	Apr 27, 2022	Jun 6, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:149018:GA:2020-03-25	Mar 25, 2020	Mar 26, 2020	WATKINSVILLE, GA	Firm change

Relationships

Registered with (5)

→ C••••• F•••••••• S••••••••• I•••Registered adviserregistration: current employment
Oct 18, 2023 to presentfactForm ADV
→ I•• A•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2022 to Aug 11, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 26, 2020 to Apr 27, 2022factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Aug 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.