This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 6, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S65|S63

First exam

Feb 6, 1992

First registration

Oct 5, 2009

Dual registered

yes, broker-dealer

Other names

BILLY GRIMES|BILL GRIMES|WILLIAM JOHN GRIMES

IAPD individual key

2194861

• Occurred

  Aug 5, 2026
  Advisor changed firm

  William John Grimes left Citigroup Global Markets Inc. for Lpl Financial Llc (registered 2026-07-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5bb82258-ff07-ae99-4c7c-4e05867c1681

First observed

Oct 5, 2009

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.