DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RIVERTREE ADVISORS, LLC

CRD 168065

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5bc76fe8-7a73-6be7-b7cf-a29822c72696

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2013 to Mar 24, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $184MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $184M
Private client RAUM: $184MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $92.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 342
Individual clients: 80
High net worth clients: 23
Custody, client assets: $2.2M
SEC number: 801-78200
CIK: 1872501
CRD: 168065
Filings on the tape: 28
First filed: Jun 6, 2013
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, FL
Website: rivertree.co

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THEODORE SPENCER RICH	n/a	WINTER PARK, FL	13	31	1	no
Lisa Ann Grady-Strange	n/a	WINTER PARK, FL	9	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RICH, THEODORE, SPENCER	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	01/2013	Jun 6, 2013	Nov 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boulder	Co	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$184M	$184M	3	1	0	n/a	n/a
2024	Mar 14, 2025	$177M	$176M	3	1	0	n/a	n/a
2023	Mar 22, 2024	$169M	$168M	3	1	1	n/a	n/a
2022	Mar 15, 2023	$162M	$160M	3	1	1	n/a	n/a
2021	Mar 11, 2022	$175M	$169M	3	1	1	n/a	n/a
2020	Mar 5, 2021	$162M	$159M	3	1	1	n/a	n/a
2019	Mar 24, 2020	$159M	$157M	3	1	1	n/a	n/a
2018	Mar 27, 2019	$139M	$138M	3	1	1	n/a	n/a
2017	Mar 13, 2018	$152M	$152M	3	1	1	n/a	n/a
2016	Mar 17, 2017	$135M	$134M	3	2	n/a	n/a	n/a
2015	Mar 14, 2016	$128M	$127M	3	1	n/a	n/a	n/a
2014	Mar 17, 2015	$131M	$131M	2	1	n/a	n/a	n/a
2013	Mar 6, 2014	$131M	$131M	2	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$184M	$177M	4.0%	$162M	4.3%	3	3	0	0

Relationships

Registered with (2)

← Lisa Ann Grady-StrangeAdvisorregistration: current employment
Dec 21, 2016 to presentfactForm ADV
← THEODORE SPENCER RICHAdvisorregistration: current employment
Aug 5, 2013 to presentfactForm ADV

Controls (1)

← RICH, THEODORE, SPENCEROwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 6, 2013 to Nov 11, 2024factForm ADV

Dated events

Occurred
Jun 6, 2013
First Form ADV filing
Rivertree Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bc76fe8-7a73-6be7-b7cf-a29822c72696
First observed: Jun 6, 2013
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIVERTREE ADVISORS, LLC

CRD 168065

WINTER PARK, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5bc76fe8-7a73-6be7-b7cf-a29822c72696

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THEODORE SPENCER RICH

n/a

WINTER PARK, FL

Lisa Ann Grady-Strange

n/a

WINTER PARK, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RICH, THEODORE, SPENCER

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

01/2013

Jun 6, 2013

Nov 11, 2024

City

State

Country

Employees

Also broker-dealer

Boulder

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$184M

n/a

2024

Mar 14, 2025

$177M

$176M

n/a

2023

Mar 22, 2024

$169M

$168M

n/a

2022

Mar 15, 2023

$162M

$160M

n/a

2021

Mar 11, 2022

$175M

$169M

n/a

2020

Mar 5, 2021

$162M

$159M

n/a

2019

Mar 24, 2020

$159M

$157M

n/a

2018

Mar 27, 2019

$139M

$138M

n/a

2017

Mar 13, 2018

$152M

n/a

2016

Mar 17, 2017

$135M

$134M

n/a

2015

Mar 14, 2016

$128M

$127M

n/a

2014

Mar 17, 2015

$131M

n/a

2013

Mar 6, 2014

$131M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$184M

$177M

4.0%

$162M

4.3%