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RIA / WealthAdvisor27 years in industry

EDWARD LEE GUNNELL

Advisor at GUNNELL FINANCIAL PLANNING

PLAINFIELD, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 23, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUNNELL FINANCIAL PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 15, 1999
First registration: Dec 23, 1998
Dual registered: no
Other names: II EDWARD LEE GUNNELL|ED GUNNELL|EDDIE GUNNELL|EDWARD LEE GUNNELL
IAPD individual key: 2435897

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUNNELL FINANCIAL PLANNING	State registered	Dec 8, 2016	n/a	yes	PLAINFIELD, IN	Current employment
HBC WEALTH MANAGEMENT LLC	n/a	Jan 14, 2021	Dec 4, 2021	no	PLAINFIELD, IN	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Aug 25, 2015	Nov 30, 2016	no	CARMEL, IN\|PLAINFIELD, IN	Previous registration
GUNNELL RETIREMENT AND ESTATE PLANNING LLC	n/a	Apr 24, 2008	Jul 17, 2015	no	PLAINFIELD, IN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 19, 2004	Mar 13, 2008	no	SOUTH BEND, IN\|SOUTH BEND, IN\|INDIANAPOLIS, IN	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Oct 30, 2003	May 4, 2004	no	ELKART, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jan 13, 2003	Oct 3, 2003	no	FORT WAYNE, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 23, 1998	Oct 31, 2002	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HBC WEALTH MANAGEMENT LLC	n/a	Dec 4, 2021	n/a	n/a	Departure no registered destination	Departure
CETERA ADVISORS LLC	GUNNELL FINANCIAL PLANNING	Nov 30, 2016	Dec 8, 2016	8	Firm change	Other
GUNNELL RETIREMENT AND ESTATE PLANNING LLC	CETERA ADVISORS LLC	Jul 17, 2015	Aug 25, 2015	39	Firm change	Other
PRUCO SECURITIES, LLC	GUNNELL RETIREMENT AND ESTATE PLANNING LLC	Mar 13, 2008	Apr 24, 2008	42	Firm change	Other
BANC ONE SECURITIES CORPORATION	PRUCO SECURITIES, LLC	May 4, 2004	Aug 19, 2004	107	Firm change	Other
NATCITY INVESTMENTS, INC.	BANC ONE SECURITIES CORPORATION	Oct 3, 2003	Oct 30, 2003	27	Firm change	Other
CHARLES SCHWAB & CO., INC.	NATCITY INVESTMENTS, INC.	Oct 31, 2002	Jan 13, 2003	74	Firm change	Other

Relationships

Registered with (8)

→ GUNNELL FINANCIAL PLANNINGRegistered adviserregistration: current employment
Dec 8, 2016 to presentfactForm ADV
→ HBC WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 14, 2021 to Dec 4, 2021factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Aug 25, 2015 to Nov 30, 2016factForm ADV
→ GUNNELL RETIREMENT AND ESTATE PLANNING LLCRegistered adviserregistration: previous registration
Apr 24, 2008 to Jul 17, 2015factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 19, 2004 to Mar 13, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 30, 2003 to May 4, 2004factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 13, 2003 to Oct 3, 2003factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 23, 1998 to Oct 31, 2002factForm ADV

Dated events

No dated event names this entity yet.