DFX Intelligence

H•••••• L••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

H•••••• L••• P••••••

Advisor at T•• A•••••••• G••••

DENVER, CO | LAS VEGAS, NV

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Apr 30, 2020	n/a	yes	DENVER, CO\|LAS VEGAS, NV	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Feb 7, 2013	May 4, 2020	no	DENVER, CO\|MIDVALE, UT\|MIDVALE, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	T•• A•••••••• G••••	May 4, 2020	Apr 30, 2020	-4	Firm change	Ibd to RIA
W•••••• • R•••	V••• F•••••••• A•••••••• I•••	May 7, 2003	Feb 7, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
2882:305585:UT:2020-05-04	May 4, 2020	Apr 30, 2020	MIDVALE, UT	Firm change

Relationships

Registered with (4)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Apr 30, 2020 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 7, 2013 to May 4, 2020factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jan 14, 2003 to May 7, 2003factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 25, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.