DFX Intelligence

E••• R•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

E••• R•••••• S•••••••

Advisor at P••••• F••••••••• L••

WAYNE, PA

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Search this name across graphsid dfx:ria:5bd9a6c6-7577-43e9-78ed-416317fe3d4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• F••••••••• L••	State registered	Mar 26, 2024	n/a	yes	WAYNE, PA	Current employment
T••••• C•••••• M••••••••• L••	Independent wealth	Mar 30, 2021	Mar 18, 2024	no	Fort Washington, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• C•••••• M••••••••• L••	P••••• F••••••••• L••	Mar 18, 2024	Mar 26, 2024	8	Firm change	RIA to state RIA
V••••••• A•••••••• I•••	T••••• C•••••• M••••••••• L••	Mar 12, 2021	Mar 30, 2021

Relationships

Registered with (3)

→ P••••• F••••••••• L••Registered adviserregistration: current employment
Mar 26, 2024 to presentfactForm ADV
→ T••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 30, 2021 to Mar 18, 2024factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2019 to Mar 12, 2021factForm ADV

Dated events

Occurred
Mar 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bd9a6c6-7577-43e9-78ed-416317fe3d4b
First observed: Oct 1, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.