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Advisor at TUSHAUS WEALTH MANAGEMENT
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TUSHAUS WEALTH MANAGEMENT | State registered | May 10, 2021 | n/a | yes | San Diego, CA | Current employment |
| TUSHAUS FINANCIAL MANAGEMENT GROUP, L.L.C. | n/a | Dec 22, 2020 | Aug 30, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| OPTIMIST RETIREMENT GROUP, LLC | Independent wealth | May 5, 2020 | Aug 16, 2021 | no | BELLEVUE, WA|San Diego, CA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 30, 2016 | Apr 29, 2020 | no | BEVERLY HILLS, CA|LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TUSHAUS FINANCIAL MANAGEMENT GROUP, L.L.C. | TUSHAUS WEALTH MANAGEMENT | Aug 30, 2021 | May 10, 2021 | -112 | Firm change after gap | Other |
| OPTIMIST RETIREMENT GROUP, LLC | TUSHAUS FINANCIAL MANAGEMENT GROUP, L.L.C. | Aug 16, 2021 | Dec 22, 2020 | -237 | Firm change after gap | Other |
| RBC CAPITAL MARKETS, LLC | OPTIMIST RETIREMENT GROUP, LLC | Apr 29, 2020 | May 5, 2020 | 6 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 311456:314067:AZ:2021-08-30 | Aug 30, 2021 | May 10, 2021 | SCOTTSDALE, AZ | Firm change after gap |