DFX Intelligence

M•••••• R•• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst43 years in industry

M•••••• R•• W•••••••••

Advisor at T•••• C•••••• M••••••••• I•••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:5bdd0acb-f5f6-5462-5aa6-7c974ad3237e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• C•••••• M••••••••• I•••	Independent wealth	May 10, 2019	n/a	yes	SAN DIEGO, CA	Current employment
M••••• • C• I••	Former SEC adviser	Jul 8, 1997	Jun 19, 2020	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• • C• I••	T•••• C•••••• M••••••••• I•••	Jun 19, 2020	May 10, 2019	-406	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ T•••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
May 10, 2019 to presentfactForm ADV
→ M••••• • C• I••Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 19, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5bdd0acb-f5f6-5462-5aa6-7c974ad3237e
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.