DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
COCOA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 10, 2020 | n/a | yes | COCOA, FL | Current employment |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Jun 6, 2012 | Nov 12, 2020 | no | MERRITT ISLAND, FL|MERRITT ISLAND, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••• A••••••• S•••••••• I••• | C••••• I••••••••• A••••••• L•• | Nov 12, 2020 | Sep 10, 2020 | -63 | Bulk transfer | Ibd to ibd |
| F•••• A••••• S••••••••• I••• | F•••• A••••• A••••••• S•••••••• I••• | Jul 2, 2012 | Jun 6, 2012 |
| F•••• A••••• S••••••••• I••• | Former SEC adviser | May 3, 2005 | Jul 2, 2012 | no | COCOA, FL|MERRITT ISLAND, FL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Apr 11, 1995 | Dec 2, 2004 | no | INDIALANTIC, FL | Previous registration |
| -26 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | F•••• A••••• S••••••••• I••• | Dec 2, 2004 | May 3, 2005 | 152 | Firm change | Other |