DFX Intelligence

T•••• A•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T•••• A•••••• C••••••

Advisor at A••••• A•• P••••••• S•••••••

••• Locked

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Sep 28, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Mar 30, 2026	n/a	yes	Park City, UT\|SALT LAKE CITY, UT	Current employment
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 13, 2026	Mar 20, 2026	no	Salt Lake City, UT\|Park City, UT\|Midvale, UT\|Salt Lake City, UT\|West Jordan, UT\|Salt Lake City, UT

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• A•••••••• L••	A••••• A•• P••••••• S•••••••	Mar 20, 2026	Mar 30, 2026	10	Firm change	Ibd to ibd
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Feb 13, 2026	Feb 13, 2026

Relationships

Registered with (8)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Nov 15, 2022 to Jul 15, 2025factForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2026 to Mar 20, 2026factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2025 to Feb 13, 2026factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Order

Occurred
20 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
15 Jul 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
25 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 28, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.