DFX Intelligence

C••••••• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••••••• C••••••• I•••

CRD 160145

DENTON, TX

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Search this name across graphsid dfx:ria:5be4af3e-d4e7-1c3a-cce7-a9eeeb1cffd2

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2012 to Mar 25, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.82 fund_share=0.1 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $375M••• Locked
Discretionary RAUM: $375M
Private client RAUM: $307Mderived••• Locked
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $188Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• E••• M•••	Certified Financial Planner\|Personal Financial Specialist	DENTON, TX	14	32	1	no
J•••••••• K•••• H••••••••	Certified Financial Planner	DENTON, TX	10	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••• T•••••• E•••	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	12/2011	Jan 12, 2012	Mar 15, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Pottsboro	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$375M	$304M	23.4%	$285M	9.6%	3	4	1	1

Relationships

Registered with (3)

← J•••••••• K•••• H••••••••Advisorregistration: current employment
Oct 10, 2015 to presentfactForm ADV
← T••••• E••• M•••Advisorregistration: current employment
Feb 14, 2012 to presentfactForm ADV
← Paul Chidiebere UcheomaAdvisorregistration: previous registration
Nov 6, 2019 to Jan 26, 2026factForm ADV

Controls (1)

Dated events

Occurred
Jan 26, 2026
Advisor changed firm
Paul Chidiebere Ucheoma left C••••••• C••••••• I••• for Kmf Investments Management, Llc (registered 2026-02-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5be4af3e-d4e7-1c3a-cce7-a9eeeb1cffd2
First observed: Jan 12, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.