DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
GAINESVILLE, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 1, 2016 | n/a | yes | GAINESVILLE, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | May 12, 2016 | no | GAINESVILLE, GA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 11, 2003 | Jan 1, 2008 | no | GAINESVILLE, GA|ST. LOUIS, MO|GAINESVILLE, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 12, 2016 | Jun 1, 2016 | 20 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149018:GA:2016-05-12 | May 12, 2016 | Jun 1, 2016 | GAINESVILLE, GA | Firm change |