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Advisor at LPL FINANCIAL LLC
ANNAPOLIS JUNCTION, MD | FORT MEADE, MD | GAMBRILLS, MD | MILLERSVILLE, MD | ANNAPOLIS, MD | ELLICOTT CITY, MD | LAUREL, MD | CLARKSVILLE, MD | LINTHICUM, MD | HANOVER, MD | OWINGS MILLS, MD | FT MEADE, MD | PASADENA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2017 | n/a | yes | FORT MEADE, MD|LINTHICUM, MD|GAMBRILLS, MD|CLARKSVILLE, MD|OWINGS MILLS, MD|ANNAPOLIS JUNCTION, MD|ELLICOTT CITY, MD|PASADENA, MD|HANOVER, MD|LAUREL, MD|ANNAPOLIS, MD|MILLERSVILLE, MD|FT MEADE, MD | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 22, 2016 | May 31, 2017 | no | TIMONIUM, MD | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Jan 5, 2016 | Sep 22, 2016 | no | TIMONIUM, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 16, 2008 | Dec 7, 2015 | no | HANOVER, MD | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Apr 21, 2003 | Jan 5, 2006 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | May 31, 2017 | Jun 9, 2017 | 9 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 22, 2016 | -153 | Bulk transfer | Other |
| LPL FINANCIAL LLC | NFP ADVISOR SERVICES, LLC | Dec 7, 2015 | Jan 5, 2016 | 29 | Firm change | Other |
| ESI FINANCIAL ADVISORS | LPL FINANCIAL LLC | Jan 5, 2006 | Apr 16, 2008 | 832 | Firm change after gap | Other |