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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JAMES MICHAEL PHELAN

Advisor at OSAIC WEALTH, INC.

BLACKFOOT, ID

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Search this name across graphsid dfx:ria:5c0562bf-2198-e03a-658f-ffbb156b9f3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 25, 1997
First registration: Nov 30, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 2899890

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 19, 2022	n/a	yes	BLACKFOOT, ID	Current employment
CANTELLA & CO., INC.	Former SEC adviser	Aug 26, 2020	Oct 25, 2022	no	Blackfoot, ID\|Malden, MA\|Blackfoot, ID	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 20, 2018	Jul 9, 2020	no	FAIRFIELD, IA	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	Nov 30, 2016	Oct 20, 2018	no	POCATELLO, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CANTELLA & CO., INC.	OSAIC WEALTH, INC.	Oct 25, 2022	Oct 19, 2022	-6	Firm change	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	CANTELLA & CO., INC.	Jul 9, 2020	Aug 26, 2020	48	Firm change	Ibd to ibd
INVESTMENT ADVISORS CORP	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 20, 2018	Oct 20, 2018	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 19, 2022 to presentfactForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Aug 26, 2020 to Oct 25, 2022factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 20, 2018 to Jul 9, 2020factForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Nov 30, 2016 to Oct 20, 2018factForm ADV

Dated events

Occurred
Oct 25, 2022
Advisor changed firm
James Michael Phelan left Cantella & Co., Inc. for Osaic Wealth, Inc. (registered 2022-10-19)
Form ADVobserved 4 days ago