DFX Intelligence

A•••••••• I••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

A•••••••• I••••• B•••

Advisor at P•••••••• F•••••••• P•••••••• L••

AUSTIN, TX | Thornton, CO

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Search this name across graphsid dfx:ria:5c099b32-340c-5cbf-f9d9-6daabd017462

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• P•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F•••••••• P•••••••• L••	Institutional manager	Dec 9, 2025	n/a	yes	Thornton, CO\|AUSTIN, TX	Current employment
W•••••• • R•••	Former SEC adviser	Jul 1, 2014	Mar 19, 2015	no	JACKSONVILLE, FL\|TALLAHASSEE, FL\|JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	P•••••••• F•••••••• P•••••••• L••	Mar 19, 2015	Dec 9, 2025	3,918	Firm change after gap	Other

Relationships

Registered with (2)

→ P•••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jul 1, 2014 to Mar 19, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c099b32-340c-5cbf-f9d9-6daabd017462
First observed: Jul 1, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.