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J•••• R••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

J•••• R••••••• M•••••

Advisor at S••••••• F•••••••• G••••• L••

VESTAVIA HILLS, AL

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Search this name across graphsid dfx:ria:5c0b9409-772a-7eca-6f1e-803f19827155

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• G••••• L••	Independent wealth	May 11, 2016	n/a	yes	VESTAVIA HILLS, AL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	May 9, 2008	Jul 15, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S••••••• F•••••••• G••••• L••	Jul 15, 2016	May 11, 2016	-65	Firm change after gap	Other
O••••••••• S••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 14, 2008

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:283605:AL:2016-07-15	Jul 15, 2016	May 11, 2016	VESTAVIA HILLS, AL	Firm change after gap

Relationships

Registered with (4)

→ S••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
May 11, 2016 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 9, 2008 to Jul 15, 2016factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2005 to May 14, 2008factForm ADV
→ S••••••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c0b9409-772a-7eca-6f1e-803f19827155
First observed: May 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.