DFX Intelligence

J•••••• L••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

J•••••• L••• O•••••

Advisor at E•••• W••••• S•••••••••

MULLICA HILL, NJ

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Search this name across graphsid dfx:ria:5c0f0699-a28d-13a1-66b6-0ef1d6bbec11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• W••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• W••••• S•••••••••	Independent wealth	Apr 18, 2023	n/a	yes	MULLICA HILL, NJ	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 8, 2012	Apr 12, 2023	no	WEST DEPTFORD, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	E•••• W••••• S•••••••••	Apr 12, 2023	Apr 18, 2023	6	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:323814:NJ:2023-04-12	Apr 12, 2023	Apr 18, 2023	WEST DEPTFORD, NJ	Firm change

Relationships

Registered with (2)

→ E•••• W••••• S•••••••••Registered adviserregistration: current employment
Apr 18, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 8, 2012 to Apr 12, 2023factForm ADV

Dated events

Occurred
Apr 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c0f0699-a28d-13a1-66b6-0ef1d6bbec11
First observed: Jun 8, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.