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Advisor at NWF ADVISORY SERVICES INC
LOS ANGELES, CA | Orange, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Oct 25, 2017 | n/a | yes | Orange, CA|LOS ANGELES, CA | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | May 1, 2009 | Oct 25, 2017 | no | HUNTINGTON BEACH, CA|ORANGE, CA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 13, 2006 | May 4, 2009 | no | ORANGE, CA|ORANGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | NWF ADVISORY SERVICES INC | Oct 25, 2017 | Oct 25, 2017 | 0 | Firm change | Other |
| OSAIC WEALTH, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | May 4, 2009 | May 1, 2009 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:110410:CA:2017-10-25 | Oct 25, 2017 | Oct 25, 2017 | ORANGE, CA | Firm change |