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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

WHIPPOORWILL CAPITAL MANAGEMENT LP

CRD 226644

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c1cfb95-66ea-bdb6-0ffb-ccb0938ac32d

Data as of Dec 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2015 to Dec 16, 2016
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2016-12-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Accounts: 0
SEC number: 801-100369
CRD: 226644
Filings on the tape: 5
First filed: Jun 5, 2015
Latest filed: Dec 16, 2016
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GENDAL, STEVEN, KENNETH	PORTFOLIO MANAGER / LIMITED PARTNER	B	yes	04/2015	Jun 5, 2015	Dec 16, 2016
GREENHAUS, SHELLEY, FREDRICK	MANAGING MEMBER	D	yes	04/2015	Jun 5, 2015	Dec 16, 2016
GREENHAUS, SHELLEY, FREDRICK	PORTFOLIO MANAGER / LIMITED PARTNER	D	yes	04/2015	Jun 5, 2015	Dec 16, 2016
LINAHAN, MICHAEL, JAMES	CHIEF COMPLIANCE OFFICER	Na	yes	06/2016	Dec 16, 2016	Dec 16, 2016
LOUIE, NORMAN, MUN KWONG	PORTFOLIO MANAGER / LIMITED PARTNER	B	yes	04/2015	Jun 5, 2015	Dec 16, 2016
WHIPPOORWILL CAPITAL MANAGEMENT GP LLC	GENERAL PARTNER	Na	yes	04/2015	Jun 5, 2015	Dec 16, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOGEN ASSET MANAGEMENT LP	n/a	Former SEC adviser	$343M	N	yes	n/a
WHIPPOORWILL ASSOCIATES INC	n/a	Asset manager	$31.2M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$17.4M	$17.4M	6	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$0	n/a	n/a	n/a	n/a	6	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ WHIPPOORWILL ASSOCIATES INCRegistered adviserother investment adviser, common control
factForm ADV
→ LOGEN ASSET MANAGEMENT LPRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← LINAHAN, MICHAEL, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 16, 2016 to presentfactForm ADV
← LOUIE, NORMAN, MUN KWONGOwnerPORTFOLIO MANAGER / LIMITED PARTNER, ownership code B, individual
Jun 5, 2015 to presentfactForm ADV
← GENDAL, STEVEN, KENNETHOwnerPORTFOLIO MANAGER / LIMITED PARTNER, ownership code B, individual
Jun 5, 2015 to presentfactForm ADV
← GREENHAUS, SHELLEY, FREDRICKOwnerMANAGING MEMBER, ownership code D, individual
Jun 5, 2015 to presentfactForm ADV
← WHIPPOORWILL CAPITAL MANAGEMENT GP LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Jun 5, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 5, 2015
First Form ADV filing
Whippoorwill Liquid Alternatives Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c1cfb95-66ea-bdb6-0ffb-ccb0938ac32d
First observed: Jun 5, 2015
Last observed: Dec 16, 2016 118 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WHIPPOORWILL CAPITAL MANAGEMENT LP

CRD 226644

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c1cfb95-66ea-bdb6-0ffb-ccb0938ac32d

Data as of Dec 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GENDAL, STEVEN, KENNETH

PORTFOLIO MANAGER / LIMITED PARTNER

yes

04/2015

Jun 5, 2015

Dec 16, 2016

GREENHAUS, SHELLEY, FREDRICK

MANAGING MEMBER

yes

04/2015

Jun 5, 2015

Dec 16, 2016

GREENHAUS, SHELLEY, FREDRICK

PORTFOLIO MANAGER / LIMITED PARTNER

yes

04/2015

Jun 5, 2015

Dec 16, 2016

LINAHAN, MICHAEL, JAMES

CHIEF COMPLIANCE OFFICER

yes

06/2016

Dec 16, 2016

LOUIE, NORMAN, MUN KWONG

PORTFOLIO MANAGER / LIMITED PARTNER

yes

04/2015

Jun 5, 2015

Dec 16, 2016

WHIPPOORWILL CAPITAL MANAGEMENT GP LLC

GENERAL PARTNER

yes

04/2015

Jun 5, 2015

Dec 16, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LOGEN ASSET MANAGEMENT LP

n/a

Former SEC adviser

$343M

yes

n/a

WHIPPOORWILL ASSOCIATES INC

n/a

Asset manager

$31.2M

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$17.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a