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RIA / WealthPrivate fundreal estate fund3(c)(7)

NORTHROCK FUND IV, LP

advised by ROCKWOOD CAPITAL, LLC

Delaware, United States

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Search this name across graphsid dfx:ria:5c20640f-b4c5-e9c3-b2e3-a94623f28643

Data as of Jul 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2016 to Jul 18, 2024
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Northrock Fund IV, LP

same private fund, same ADV fund id · confidence 100% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: ROCKWOOD CAPITAL, LLCCRD 156663
Fund type: Real Estate Fund
Latest reported GAV: $504Mgross asset value on Schedule D 7.B(1), as of 2024-07-18; never fund size
Peak reported GAV: $675M
Beneficial owners: 2
Minimum investment: $400M
Owned by the adviser: 100%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Delaware, United States
First reported: Mar 30, 2016
Last reported: Jul 18, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 20
Fund id: 805-5778633950

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Jul 18, 2024	$504M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 26, 2024	$504M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Jul 17, 2023	$611M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 27, 2023	$611M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Jul 22, 2022	$636M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 31, 2022	$636M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Dec 15, 2021	$618M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Dec 15, 2021	$618M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 31, 2021	$618M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Oct 15, 2020	$675M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 30, 2020	$675M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Aug 22, 2019	$607M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Apr 10, 2019	$607M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 29, 2019	$607M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Jul 25, 2018	$611M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 30, 2018	$527M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Jun 13, 2017	$592M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 31, 2017	$592M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
May 10, 2016	$449M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP
Mar 30, 2016	$449M	2	$400M	100.0%	yes	NORTHROCK FUND IV, LP

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
Computershare	COMPUTERSHARE TRUST COMPANY, N.A.	Minneapolis	Minnesota	United States	no	n/a
PERSHING LLC	PERSHING LLC	JERSEY CITY	New Jersey	United States	no	8-17574

Relationships

Advises (1)

← ROCKWOOD CAPITAL, LLCRegistered adviserReal Estate Fund, IA
Mar 30, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c20640f-b4c5-e9c3-b2e3-a94623f28643
First observed: Mar 30, 2016
Last observed: Jul 18, 2024 26 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHROCK FUND IV, LP

advised by ROCKWOOD CAPITAL, LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c20640f-b4c5-e9c3-b2e3-a94623f28643

Data as of Jul 18, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Jul 18, 2024

$504M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 26, 2024

$504M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Jul 17, 2023

$611M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 27, 2023

$611M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Jul 22, 2022

$636M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 31, 2022

$636M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Dec 15, 2021

$618M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Dec 15, 2021

$618M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 31, 2021

$618M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Oct 15, 2020

$675M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 30, 2020

$675M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Aug 22, 2019

$607M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Apr 10, 2019

$607M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 29, 2019

$607M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Jul 25, 2018

$611M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 30, 2018

$527M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Jun 13, 2017

$592M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 31, 2017

$592M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

May 10, 2016

$449M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Mar 30, 2016

$449M

$400M

100.0%

yes

NORTHROCK FUND IV, LP

Custodian

Legal name

City

State

Country

Related person

SEC number

Computershare

COMPUTERSHARE TRUST COMPANY, N.A.

Minneapolis

Minnesota

United States

n/a

PERSHING LLC

JERSEY CITY

New Jersey

United States

8-17574