DFX Intelligence

A•••••• M•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•••••• M•••••• M••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

FORT WAYNE, IN

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Search this name across graphsid dfx:ria:5c22f6d6-4018-9114-6b9a-1b07967f6769

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Oct 18, 2023	n/a	yes	FORT WAYNE, IN	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 10, 2023	Sep 19, 2023	no	Fort Wayne, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Sep 19, 2023	Oct 18, 2023	29	Firm change	Other
K•••••• O• C••••••• A•••• A••••••• L••	M•• I•••••••• S•••••••• L••	Nov 1, 2022	Mar 10, 2023

Relationships

Registered with (3)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Oct 18, 2023 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2023 to Sep 19, 2023factForm ADV
→ K•••••• O• C••••••• A•••• A••••••• L••Registered adviserregistration: previous registration
Aug 23, 2021 to Nov 1, 2022factForm ADV

Dated events

Occurred
Sep 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c22f6d6-4018-9114-6b9a-1b07967f6769
First observed: Aug 23, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.