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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Julie L Baertschi

Advisor at MORGAN STANLEY

Middleton, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 9, 2006
First registration: Nov 10, 2006
Dual registered: yes, broker-dealer
Other names: JULIE LYNN BAERTSCHI|JULIE LYNN CHRISTIANSON
IAPD individual key: 5185313

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	May 18, 2021	n/a	yes	Middleton, WI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2021	Apr 23, 2021	no	MADISON, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	Mar 24, 2021	no	MADISON, WI\|JANESVILLE, WI\|MONONA, WI\|MADISON, WI\|MADISON, WI	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 28, 2010	Apr 18, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Nov 10, 2006	Aug 1, 2012	no	MONONA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MORGAN STANLEY	Apr 23, 2021	May 18, 2021	25	Firm change	Ibd to wirehouse
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 1, 2012	Apr 28, 2010	-826	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 18, 2012	Aug 1, 2012	105	Bulk transfer	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
May 18, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 24, 2021 to Apr 23, 2021factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to Mar 24, 2021factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 10, 2006 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 28, 2010 to Apr 18, 2012factForm ADV

Dated events

No dated event names this entity yet.