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Advisor at LPL FINANCIAL LLC
NORTH CANTON, OH | UNIONTOWN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 20, 2017 | n/a | yes | NORTH CANTON, OH|UNIONTOWN, OH | Current employment |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Aug 1, 2008 | Nov 17, 2017 | no | NORTH CANTON, OH | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Apr 5, 2004 | Aug 1, 2008 | no | NORTH CANTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE SECURITIES, LLC | LPL FINANCIAL LLC | Nov 17, 2017 | Nov 20, 2017 | 3 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | NATIONWIDE SECURITIES, LLC | Aug 1, 2008 | Aug 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11173:6413:OH:2017-11-17 | Nov 17, 2017 | Nov 20, 2017 | NORTH CANTON, OH | Firm change |