DFX Intelligence

K••••• B•••••• N••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

K••••• B•••••• N••

Advisor at E••••• J••••

LA PORTE, TX

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Search this name across graphsid dfx:ria:5c2a87b3-fe49-5adb-895e-f5b2cb08d6e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Mar 10, 2025	n/a	yes	LA PORTE, TX	Current employment
E••••• J••••	National bd RIA	Aug 16, 2017	Jun 27, 2024	no	FORT WORTH, TX\|Bakersfield, CA\|ST LOUIS, MO\|FORT WORTH, TX\|FORT WORTH, TX\|TEMPE, AZ\|Maryland Heights, MO\|ST MARYS, GA\|BALLINGER, TX\|ST LOUIS, MO\|ROSEVILLE, CA\|Franklin, TN\|Hartville, OH\|Maryland Heights, MO\|Hartville, OH\|ALGONA, IA\|Ballinger, TX\|ST LOUIS, MO\|ST LOUIS, MO\|CIRCLEVILLE, OH\|BALLINGER, TX\|ST LOUIS, MO\|LAMAR, CO\|CLINTON, OK\|Viera, FL\|CLEVELAND, TN\|BLACKSBURG, SC\|MT PLEASANT, IA\|WILLIS, TX\|Ballinger, TX\|MT. ARLINGTON, NJ\|BIG SPRING, TX\|Willis, TX\|San Rafael, CA\|ST LOUIS, MO\|GERMANTOWN, TN\|WICHITA, KS\|SPARTANBURG, SC\|Rockaway Park, NY

Relationships

Registered with (1)

→ E••••• J••••Registered adviserregistration: previous registration
Aug 16, 2017 to Jun 27, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c2a87b3-fe49-5adb-895e-f5b2cb08d6e0
First observed: Aug 16, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.