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CRD 145165
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ALAN BRADLEY GEARING | n/a | MINNEAPOLIS, MN | Dallas, TX | 8 | 21 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CASTLELAKE V, L.P. | Private Equity Fund | $4.5B | Oct 23, 2024 | 93 | Mar 29, 2018 | reported | 021-285895 |
| CASTLELAKE AVIATION IV STABLE YIELD, L.P. | Hedge Fund | $4.2B | Oct 23, 2024 | 33 | Mar 31, 2020 | reported | 021-355435 |
| CASTLELAKE AVIATION III STABLE YIELD, L.P. | Hedge Fund | $3.0B | Oct 23, 2024 | 40 | Mar 28, 2017 | reported | 021-273771 |
| CASTLELAKE IV, L.P. | Private Equity Fund | $1.6B | Oct 23, 2024 | 71 | Jul 20, 2015 | reported | 021-241241 |
| CASTLELAKE INCOME OPPORTUNITIES II, L.P. | Private Equity Fund | $1.4B | Oct 23, 2024 | 36 | Mar 31, 2022 | reported | 021-397542 |
| CASTLELAKE OPPORTUNISTIC ASSET SOLUTIONS VI, L.P. | Private Equity Fund | $1.4B | Oct 23, 2024 | 22 | Mar 31, 2023 | reported | 021-451220 |
| CASTLELAKE AVIATION V STABLE YIELD, L.P. | Private Equity Fund | $1.3B | Oct 23, 2024 | 21 | Mar 28, 2024 | reported | 021-485201 |
| CASTLELAKE ARCH OPPORTUNITIES, L.L.C. | Private Equity Fund | $1.1B | Oct 23, 2024 | 1 | Mar 30, 2021 | reported | 021-383568 |
| CLGF HOLDINGS, L.P. | Private Equity Fund | $996M | Mar 31, 2023 | 1 | Mar 31, 2020 | dropped | n/a |
| CLM AGGREGATION FUND, L.P. | Private Equity Fund | $979M | Oct 23, 2024 | 2 | Mar 31, 2023 | reported | n/a |
| CASTLELAKE III, L.P. | Private Equity Fund | $642M | Oct 23, 2024 | 64 | Jan 9, 2014 | reported | 021-208425 |
| CASTLELAKE AIRCRAFT STRUCTURED TRUST 2019-1 | Securitized Asset Fund | $576M | Oct 23, 2024 | 3 | Mar 31, 2020 | reported | n/a |
| CASTLELAKE V DISLOCATED OPPORTUNITIES, L.P. | Private Equity Fund | $536M | Oct 23, 2024 | 19 | Mar 30, 2021 | reported | 021-372689 |
| CL DAL 2.0 OPPORTUNITIES, LLC | Private Equity Fund | $520M | Oct 23, 2024 | 10 | Mar 30, 2021 | reported | n/a |
| AC AVIATION FINANCE OPPORTUNITIES, L.P. | Private Equity Fund | $502M | Oct 23, 2024 | 2 | Dec 1, 2022 | reported | 021-422457 |
| CASTLELAKE INCOME OPPORTUNITIES I B, L.P. | Private Equity Fund | $471M | Oct 23, 2024 | 18 | Mar 29, 2019 | reported | 021-328111 |
| CASTLELAKE AIRCRAFT STRUCTURED TRUST 2021-1 | Securitized Asset Fund | $470M | Oct 23, 2024 | 10 | Mar 31, 2022 | reported | n/a |
| CASTLELAKE SECURED AVIATION ASSET LLC 2023-1 | Securitized Asset Fund | $470M | Oct 23, 2024 | 2 | Mar 28, 2024 | reported | n/a |
| CASTLELAKE AIRCRAFT STRUCTURED TRUST 2018-1 | Securitized Asset Fund | $375M | Oct 23, 2024 | 1 | Mar 29, 2019 | reported | n/a |
| CASTLELAKE ASSET-BASED PRIVATE CREDIT III EVERGREEN B, L.P. | Private Equity Fund | $349M | Oct 23, 2024 | 3 | Mar 28, 2024 | reported | 021-484182 |
| CASTLELAKE AVIATION IV STABLE YIELD OPPORTUNITIES, L.P. | Hedge Fund | $304M | Oct 23, 2024 | 6 | Mar 31, 2020 | reported | 021-355434 |
| CASTLELAKE INCOME OPPORTUNITIES I A, L.P. | Private Equity Fund | $244M | Oct 23, 2024 | 8 | Mar 29, 2019 | reported | 021-328108 |
| CASTLELAKE AIRCRAFT STRUCTURED TRUST 2017-1 | Securitized Asset Fund | $234M | Oct 23, 2024 | 3 | Mar 29, 2018 | reported | n/a |
| CASTLELAKE II, L.P. | Private Equity Fund | $232M | Oct 23, 2024 | 54 | Mar 23, 2012 | reported | 021-164877 |
| CASTLELAKE CONSUMER RECEIVABLES OPPORTUNITY II, L.P. | Private Equity Fund | $221M | Oct 23, 2024 | 6 | Mar 28, 2024 | reported | 021-481114 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROOKFIELD ASSET MANAGEMENT LTD. | Shareholder | C | yes | 12/2022 | Oct 17, 2024 | Oct 23, 2024 |
| BROOKFIELD ASSET MANAGEMENT ULC | Shareholder | E | yes | 12/2022 | Oct 17, 2024 | Oct 23, 2024 |
| BROOKFIELD CL HOLDINGS, LLC | LIMITED PARTNER | C | yes | 09/2024 | Oct 17, 2024 | Oct 23, 2024 |
| BROOKFIELD CORPORATION | Shareholder | D | yes | 12/2022 | Oct 17, 2024 | Oct 23, 2024 |
| BROOKFIELD US HOLDINGS, INC. | Shareholder | E | yes | 11/1994 | Oct 17, 2024 | Oct 23, 2024 |
| BROOKFIELD US INC. | Shareholder | E | yes | 09/2024 | Oct 17, 2024 | Oct 23, 2024 |
| CARRUTHERS, EVAN, ANDREW | BOARD MEMBER | F | yes | 09/2024 | Mar 23, 2012 | Oct 23, 2024 |
| CARRUTHERS, EVAN, ANDREW | Trustee | F | yes | 09/2013 | Mar 23, 2012 | Oct 23, 2024 |
| CARRUTHERS, EVAN, ANDREW | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | Na | yes | 08/2005 | Mar 23, 2012 | Oct 23, 2024 |
| CASTLELAKE GROUP GP, LLC | GENERAL PARTNER | F | yes | 12/2020 | Jan 29, 2021 | Oct 23, 2024 |
| CASTLELAKE GROUP GP, LLC | GENERAL PARTNER | F | yes | 12/2020 | Jan 29, 2021 | Oct 23, 2024 |
| CASTLELAKE GROUP HOLDINGS, L.P. | LIMITED PARTNER | D | yes | 12/2020 | Jan 29, 2021 | Oct 23, 2024 |
| CASTLELAKE GROUP TOPCO, L.P. | LIMITED PARTNER | E | yes | 12/2020 | Jan 29, 2021 | Oct 23, 2024 |
| CASTLELAKE GROUP TOPCO, L.P. | Member | F | yes | 09/2024 | Jan 29, 2021 | Oct 23, 2024 |
| CASTLELAKE MANAGEMENT AGGREGATOR, LLC | LIMITED PARTNER | E | yes | 12/2020 | Oct 17, 2024 | Oct 23, 2024 |
| Farrell, Brad, Lee | CHIEF OPERATING OFFICER | Na | yes | 12/2019 | Mar 31, 2020 | Oct 23, 2024 |
| Lam, Yen-Wah | BOARD MEMBER | F | yes | 09/2024 | Mar 28, 2024 | Oct 23, 2024 |
| Lam, Yen-Wah | PRESIDENT; CHIEF PEOPLE OFFICER | Na | yes | 05/2023 | Mar 28, 2024 | Oct 23, 2024 |
| MCNALLY, DANIEL, JOSEPH | GENERAL COUNSEL | Na | yes | 04/2020 | Jan 29, 2021 | Oct 23, 2024 |
| NOBLE, CRAIG, William Alexander | BOARD MEMBER | F | yes | 09/2024 | Oct 17, 2024 | Oct 23, 2024 |
| O'NEILL, RORY, JOSEPH | BOARD MEMBER | F | yes | 09/2024 | Mar 23, 2012 | Oct 23, 2024 |
| O'NEILL, RORY, JOSEPH | Trustee | F | yes | 03/2006 | Mar 23, 2012 | Oct 23, 2024 |
| O'NEILL, RORY, JOSEPH | EXECUTIVE CHAIR | Na | yes | 08/2005 | Mar 23, 2012 | Oct 23, 2024 |
| RO MANAGEMENT, LLC | GENERAL PARTNER | Na | yes | 12/2005 | Jan 29, 2021 | Oct 23, 2024 |
| RO MANAGEMENT, LLC | GENERAL PARTNER | F | yes | 12/2005 | Jan 29, 2021 | Oct 23, 2024 |
| RO MANAGEMENT, LP | LIMITED PARTNER | E | yes | 12/2005 | Jan 29, 2021 | Oct 23, 2024 |
| ROMOLO, MARIA, ROSE | CHIEF COMPLIANCE OFFICER & MANAGING COUNSEL | Na | yes | 12/2021 | Dec 13, 2021 | Oct 23, 2024 |
| Shah, Sachin | BOARD MEMBER | F | yes | 09/2024 | Oct 23, 2024 | Oct 23, 2024 |
| THE BEVARING REVOCABLE TRUST | LIMITED PARTNER | C | yes | 12/2020 | Oct 17, 2024 | Oct 23, 2024 |
| THE RORY O'NEILL REVOCABLE TRUST | LIMITED PARTNER | C | yes | 12/2020 | Jan 29, 2021 | Oct 23, 2024 |
| THE RORY O'NEILL REVOCABLE TRUST | LIMITED PARTNER | E | yes | 12/2022 | Jan 29, 2021 | Oct 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AC AVIATION FINANCE OPPORTUNITIES GP, LTD. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE (UK) LLP | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE ASSET-BASED PRIVATE CREDIT III EVERGREEN GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE AVIATION II GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE AVIATION III GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE AVIATION III STABLE YIELD GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE AVIATION IV OPPORTUNITIES - STABLE YIELD GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE AVIATION IV STABLE YIELD GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE AVIATION V STABLE YIELD GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE CONSUMER RECEIVABLES OPPORTUNITY II GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE I GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE II GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE III GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE INCOME OPPORTUNITIES GP, LTD. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE INCOME OPPORTUNITIES I GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE INCOME OPPORTUNITIES II GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE IV GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE LENDING OPPORTUNITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE V DISLOCATED OPPORTUNITIES GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE V GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CASTLELAKE VI GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CL HERMES OPPORTUNITIES GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CL V INVESTMENTS USA, LLC | n/a | n/a | n/a | N | yes | n/a |
| CLAKE HOLDINGS LLC 2023-1 | n/a | n/a | n/a | N | yes | n/a |
| CLG CO-INVESTMENT OPPORTUNITIES GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| CLM AGGREGATION FUND GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| LAND OPPORTUNITIES GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | 23 | no |
| NEW YORK | NY | United States | 18 | no |
| Dublin | n/a | Ireland | 11 | no |
| Singapore | n/a | Singapore | 3 | no |
| Dallas | TX | United States | 2 | no |
| Madrid | n/a | Spain | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $35B | $35B | 251 | 98 | 8 | 46 | n/a |
| 2024 | Apr 2, 2025 | $29B | $29B | 222 | 82 | 6 | 40 | n/a |
| 2023 | Mar 28, 2024 | $26B | $26B | 224 | 80 | 6 | 37 | $26B |
| 2022 | Mar 31, 2023 | $25B | $25B | 231 | 88 | 7 | 34 | $25B |
| 2021 | Mar 31, 2022 | $24B | $24B | 211 | 98 | 5 | 28 | $23B |
| 2020 | Mar 30, 2021 | $22B | $22B | 211 | 140 | 5 | 28 | $22B |
| 2019 | Mar 31, 2020 | $20B | $20B | 170 | 89 | 4 | 25 | $20B |
| 2018 | Mar 29, 2019 | $16B | $16B | 157 | 78 | 4 | 19 | $16B |
| 2017 | Mar 29, 2018 | $15B | $15B | 103 | 30 | 1 | 17 | $15B |
| 2016 | Mar 28, 2017 | $9.4B | $9.4B | 72 | 24 | n/a | 16 | $9.4B |
| 2015 | Mar 24, 2016 | $8.1B | $8.1B | 70 | 21 | n/a | 14 | $8.1B |
| 2014 | Mar 19, 2015 | $5.5B | $5.5B | 60 | 21 | n/a | 12 | $5.5B |
| 2013 | Mar 25, 2014 | $4.8B | $4.8B | 50 | 17 | n/a | 13 | $4.8B |
| 2012 | Mar 25, 2013 | $2.7B | $2.5B | 44 | 15 | n/a | 9 | $2.5B |
| 2011 | Mar 23, 2012 | $2.2B | $1.8B | n/a | n/a | n/a | 10 | $1.8B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $35B | $29B | 22.6% | $25B | 12.5% | 251 | 222 | 8 | 6 |