DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••• A••••• S••••••••• L••
WAUSAU, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Oct 31, 2018 | n/a | yes | WAUSAU, WI | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Nov 1, 2018 | no | WAUSAU, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | P••• A••••• S••••••••• L•• | Nov 1, 2018 | Oct 31, 2018 | -1 | Firm change | Ibd to ibd |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 17, 2009 | Mar 25, 2017 | no | WAUSAU, WI | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Sep 13, 2002 | Jul 8, 2009 | no | WAUSAU, WI|WAUSAU, WI | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 24, 2000 | Sep 17, 2002 | no | WAUSAU, WI | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N••••••••• M••••• I••••••••• S••••••••• | M•• F•••••••• S•••••••• I••• | Jul 8, 2009 | Jul 17, 2009 | 9 | Firm change | Other |
| W•••• F•••• A••••••• | N••••••••• M••••• I••••••••• S••••••••• | Sep 17, 2002 | Sep 13, 2002 | -4 | Firm change | Other |