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RIA / WealthAdvisorCertified Financial Planner38 years in industry

BRIAN JOHN NORRIS

Advisor at MERCER GLOBAL ADVISORS INC.

Spokane, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 6, 1988
First registration: Mar 19, 2007
Dual registered: no
Other names: BRIAN JOHN NORRIS|Brian J Norris
IAPD individual key: 1837607

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Mar 31, 2021	n/a	yes	Spokane, WA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 25, 2019	Mar 23, 2021	no	SPOKANE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 24, 2014	Dec 31, 2016	no	SPOKANE, WA\|BOISE, ID	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 23, 2014	Nov 17, 2014	no	BELLEVUE, WA\|SPOKANE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Apr 22, 2014	no	MINNEAPOLIS, MN\|SPOKANE, WA\|CHARLOTTE, NC	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Mar 19, 2007	Jan 3, 2011	no	SPOKANE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	MERCER GLOBAL ADVISORS INC.	Mar 23, 2021	Mar 31, 2021	8	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Dec 31, 2016	Jun 25, 2019	906	Firm change after gap	Wirehouse to ibd
MSI FINANCIAL SERVICES, INC.	WELLS FARGO ADVISORS	Nov 17, 2014	Dec 24, 2014	37	Firm change	Other
WELLS FARGO ADVISORS	MSI FINANCIAL SERVICES, INC.	Apr 22, 2014	Apr 23, 2014	1	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Mar 31, 2021 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jun 25, 2019 to Mar 23, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 24, 2014 to Dec 31, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 23, 2014 to Nov 17, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 19, 2007 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.