DFX Intelligence

D•• P•• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

D•• P•• R••••••••

Advisor at C•••••• C•••••• M••••••••• L••

CHICAGO, IL | GLENVIEW, IL

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Search this name across graphsid dfx:ria:5c30fff6-0a07-557f-c86c-5bb4927323f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• M••••••••• L••	State registered	May 11, 2026	n/a	yes	GLENVIEW, IL\|CHICAGO, IL	Current employment
G••••• W•••••• I•••	State registered	Sep 23, 2022	Nov 14, 2025	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W•••••• I•••	C•••••• C•••••• M••••••••• L••	Nov 14, 2025	May 11, 2026	178	Firm change	Other

Relationships

Registered with (2)

→ C•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ G••••• W•••••• I•••Registered adviserregistration: previous registration
Sep 23, 2022 to Nov 14, 2025factForm ADV

Dated events

Occurred
Nov 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c30fff6-0a07-557f-c86c-5bb4927323f4
First observed: Sep 23, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.