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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

INVERNESS COUNSEL, LLC

CRD 106520

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c34cf6e-2a70-2908-dbe0-426f6d8332a3

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 16
On other graphs: 0
Observed: Jan 9, 2012 to Mar 1, 2023
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.5BItem 5.F on the latest filing (2023-03-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.8B
Private client RAUM: $2.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 61%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 14
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,037
Individual clients: 398
High net worth clients: 528
Custody, client assets: $4.5B
SEC number: 801-40161
CRD: 106520
Filings on the tape: 24
First filed: Jan 9, 2012
Latest filed: Mar 1, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CI FINANCIAL CORP.	Owner	E	yes	11/2019	Oct 26, 2022	Mar 1, 2023
CI PRIVATE WEALTH, LLC	Owner	E	yes	10/2022	Oct 26, 2022	Mar 1, 2023
CI US HOLDINGS, INC.	Owner	E	yes	09/2021	Oct 26, 2022	Mar 1, 2023
CI US, LLC	Owner	E	yes	09/2021	Oct 26, 2022	Mar 1, 2023
CIPW HOLDINGS, LLC	Owner	E	yes	09/2022	Oct 26, 2022	Mar 1, 2023
CIPW TOPCO, LLC	Owner	E	yes	09/2021	Oct 26, 2022	Mar 1, 2023
LAUGHLIN, DAVID, WALKER	MEMBER, CHAIRMAN, MANAGER	Na	yes	12/2010	Jan 9, 2012	Mar 1, 2023
LAWRENCE, PHILIP, S.	MEMBER, PRESIDENT, CEO	Na	yes	12/2010	Jan 9, 2012	Mar 1, 2023
NAKAMURA, LARRY, TRISTON	CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Feb 7, 2023	Mar 1, 2023
RIVIEZZO, CHARLES, D.	MEMBER, DIRECTOR	Na	yes	12/2015	Jan 9, 2012	Mar 1, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CI PRIVATE WEALTH, LLC	n/a	Independent wealth	$165B	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$4.5B	$3.8B	28	14	0	n/a	n/a
2020	Mar 23, 2021	$3.9B	$3.2B	34	16	0	n/a	n/a
2019	Mar 12, 2020	$3.5B	$3.0B	36	15	0	n/a	n/a
2018	Mar 28, 2019	$3.0B	$2.5B	32	15	0	n/a	n/a
2017	Mar 29, 2018	$2.9B	$2.5B	32	15	0	n/a	n/a
2016	Mar 30, 2017	$2.7B	$2.3B	32	15	n/a	n/a	n/a
2015	Mar 30, 2016	$2.6B	$2.6B	32	15	n/a	n/a	n/a
2014	Mar 31, 2015	$2.6B	$2.6B	31	17	n/a	n/a	n/a
2013	Mar 31, 2014	$2.5B	$2.5B	30	15	n/a	n/a	n/a
2012	Apr 1, 2013	$2.2B	$2.2B	32	12	n/a	n/a	n/a
2011	Jan 9, 2012	$2.0B	$1.9B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$4.5B	$3.9B	16.1%	$3.0B	14.8%	28	34	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Corient	9	Mar 31, 2023	Jan 27, 2023	NEW YORK, NY	Firm absorbed	RIA to ibd	100.0%

Relationships

Affiliated with (1)

→ CORIENTRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (9)

← NAKAMURA, LARRY, TRISTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 7, 2023 to presentfactForm ADV
← LAUGHLIN, DAVID, WALKEROwnerMEMBER, CHAIRMAN, MANAGER, ownership code NA, individual
Jan 9, 2012 to presentfactForm ADV
← LAWRENCE, PHILIP, S.OwnerMEMBER, PRESIDENT, CEO, ownership code NA, individual
Jan 9, 2012 to presentfactForm ADV
← RIVIEZZO, CHARLES, D.OwnerMEMBER, DIRECTOR, ownership code NA, individual
Jan 9, 2012 to presentfactForm ADV
← CI FINANCIAL CORP.OwnerOWNER, ownership code E, foreign entity
Oct 26, 2022 to presentfactForm ADV
← CI PRIVATE WEALTH, LLCOwnerOWNER, ownership code E, domestic entity
Oct 26, 2022 to presentfactForm ADV
← CI US HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Oct 26, 2022 to presentfactForm ADV
← CIPW HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Oct 26, 2022 to presentfactForm ADV
← CIPW TOPCO, LLCOwnerOWNER, ownership code E, domestic entity
Oct 26, 2022 to presentfactForm ADV

Registered with (10)

← RICHARD WELLS HAGNERAdvisorregistration: previous registration
Apr 15, 2021 to Mar 31, 2023factForm ADV
← HENRY PAUL RENARDAdvisorregistration: previous registration
Apr 15, 2021 to Mar 31, 2023factForm ADV
← PHILIP S. LAWRENCEAdvisorregistration: previous registration
Apr 15, 2021 to Mar 31, 2023factForm ADV
← ADRIAN SANCHOAdvisorregistration: previous registration
May 12, 2021 to Mar 31, 2023factForm ADV
← RICHARD CHESTERTONAdvisorregistration: previous registration
Apr 14, 2021 to Mar 31, 2023factForm ADV
← ROBERT KENT MADDOCKAdvisorregistration: previous registration
Apr 15, 2021 to Mar 31, 2023factForm ADV
← THOMAS BRIDGES DICKEYAdvisorregistration: previous registration
Jun 27, 2022 to Mar 31, 2023factForm ADV
← Lauren E. WaldoAdvisorregistration: previous registration
Apr 5, 2021 to Mar 31, 2023factForm ADV
← Michael C. AjelloAdvisorregistration: previous registration
Apr 15, 2021 to Mar 31, 2023factForm ADV
← TIMOTHY MARKLEY GHRISKEYAdvisorregistration: previous registration
Apr 14, 2021 to Aug 31, 2022factForm ADV

Moved with (1)

→ CORIENTRegistered adviser9 advisors, firm absorbed, same day
Mar 31, 2023 to Jan 27, 2023factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2023
Firm absorbed
Inverness Counsel, LLC's advisors moved to Corient (New York, NY): 9 of 9 registered, on the same day
Form ADVobserved 6 days ago
9 advisors
Occurred
Mar 31, 2023
Advisor changed firm
Henry Paul Renard left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Thomas Bridges Dickey left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Lauren E. Waldo left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Michael C. Ajello left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Richard Chesterton left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Robert Kent Maddock left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Richard Wells Hagner left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Adrian Sancho left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Philip S. Lawrence left Inverness Counsel, Llc for Corient (registered 2023-01-27)
Form ADVobserved 6 days ago
Occurred
Feb 7, 2023
Control person joined
Triston Larry Nakamura (Chief Compliance Officer) appeared on Schedule A of Inverness Counsel, Llc
Form ADVobserved 6 days ago
Occurred
Oct 26, 2022
Succession filed (Item 4)
Inverness Counsel, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Aug 31, 2022
Advisor changed firm
Timothy Markley Ghriskey left Inverness Counsel, Llc for Ingalls Investment Management, Llc (registered 2021-11-12)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person left
Barr Robert Deans (Senior Vice President, Manager) no longer on Schedule A of Inverness Counsel, Llc (listed 2021-03-23, absent 2022-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
Control person left
S. Alan Berlin (Trustee) no longer on Schedule A of Inverness Counsel, Llc (listed 2018-03-29, absent 2019-03-28)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 30, 2022
Inverness Counsel, Llc reported 10 state-registered advisory representatives, up from 0 (2021-03-23 to 2022-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c34cf6e-2a70-2908-dbe0-426f6d8332a3
First observed: Jan 9, 2012
Last observed: Mar 1, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INVERNESS COUNSEL, LLC

CRD 106520

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c34cf6e-2a70-2908-dbe0-426f6d8332a3

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CI FINANCIAL CORP.

Owner

yes

11/2019

Oct 26, 2022

Mar 1, 2023

CI PRIVATE WEALTH, LLC

Owner

yes

10/2022

Oct 26, 2022

Mar 1, 2023

CI US HOLDINGS, INC.

Owner

yes

09/2021

Oct 26, 2022

Mar 1, 2023

CI US, LLC

Owner

yes

09/2021

Oct 26, 2022

Mar 1, 2023

CIPW HOLDINGS, LLC

Owner

yes

09/2022

Oct 26, 2022

Mar 1, 2023

CIPW TOPCO, LLC

Owner

yes

09/2021

Oct 26, 2022

Mar 1, 2023

LAUGHLIN, DAVID, WALKER

MEMBER, CHAIRMAN, MANAGER

yes

12/2010

Jan 9, 2012

Mar 1, 2023

LAWRENCE, PHILIP, S.

MEMBER, PRESIDENT, CEO

yes

12/2010

Jan 9, 2012

Mar 1, 2023

NAKAMURA, LARRY, TRISTON

CHIEF COMPLIANCE OFFICER

yes

02/2022

Feb 7, 2023

Mar 1, 2023

RIVIEZZO, CHARLES, D.

MEMBER, DIRECTOR

yes

12/2015

Jan 9, 2012

Mar 1, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CI PRIVATE WEALTH, LLC

n/a

Independent wealth

$165B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$4.5B

$3.8B

n/a

2020

Mar 23, 2021

$3.9B

$3.2B

n/a

2019

Mar 12, 2020

$3.5B

$3.0B

n/a

2018

Mar 28, 2019

$3.0B

$2.5B

n/a

2017

Mar 29, 2018

$2.9B

$2.5B

n/a

2016

Mar 30, 2017

$2.7B

$2.3B

n/a

2015

Mar 30, 2016

$2.6B

n/a

2014

Mar 31, 2015

$2.6B

n/a

2013

Mar 31, 2014

$2.5B

n/a

2012

Apr 1, 2013

$2.2B

n/a

2011

Jan 9, 2012

$2.0B

$1.9B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$4.5B

$3.9B

16.1%

$3.0B

14.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Corient

Mar 31, 2023

Jan 27, 2023

NEW YORK, NY

Firm absorbed

RIA to ibd

100.0%