DFX Intelligence

F•••• B••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

F•••• B••••••• W••••

Advisor at C•••••••

RALEIGH, NC | Tampa, FL

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Search this name across graphsid dfx:ria:5c359c61-ed70-7fa2-e9e8-f5bad79307f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 27, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Mar 2, 2026	n/a	yes	Tampa, FL\|RALEIGH, NC	Current employment
S••••••• E••••• M••••••••• L••	Independent wealth	Dec 13, 2022	Jan 28, 2026	no	TAMPA, FL\|CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• E••••• M••••••••• L••	C•••••••	Jan 28, 2026	Mar 2, 2026	33	Firm change	Other
V••••••• A•••••••• I•••	S••••••• E••••• M••••••••• L••	Nov 11, 2022	Dec 13, 2022

Relationships

Registered with (3)

→ C•••••••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ S••••••• E••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 13, 2022 to Jan 28, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 27, 2020 to Nov 11, 2022factForm ADV

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c359c61-ed70-7fa2-e9e8-f5bad79307f3
First observed: Oct 27, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.