G••• R••• M••••

Advisor at N•• E••• W•••••

Park City, UT | STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c5987a3-8442-3c53-09a2-3de5880ab0dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E••• W•••••	Bd affiliated wealth	May 24, 2021	n/a	yes	Park City, UT\|STAMFORD, CT	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 3, 2008	May 19, 2021	no	SALT LAKE CITY, UT\|PARK CITY, UT\|PARK CITY, UT\|WEEHAWKEN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	N•• E••• W•••••	May 19, 2021	May 24, 2021	5	Firm change	Wirehouse to RIA
J••• M••••• S••••••••• L••	U•• F•••••••• S••••••• I•••	Jul 11, 2008	Jul 3, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:307771:NJ:2021-05-19	May 19, 2021	May 24, 2021	WEEHAWKEN, NJ	Firm change

Relationships

Registered with (3)

→ N•• E••• W•••••Registered adviserregistration: current employment
May 24, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 3, 2008 to May 19, 2021factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 30, 2006 to Jul 11, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c5987a3-8442-3c53-09a2-3de5880ab0dd
First observed: Mar 30, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.