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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOHN LAWRENCE DAVIS

Advisor at LPL FINANCIAL LLC

LENOIR, NC

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Search this name across graphsid dfx:ria:5c5ccfc3-e51e-fe3e-1982-cc91a12d7c1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 4, 1998
First registration: Nov 5, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3028243

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 25, 2025	n/a	yes	LENOIR, NC	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 23, 2019	Apr 8, 2025	no	HICKORY, NC\|Lenoir, NC	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 9, 2016	Sep 27, 2019	no	LENOIR, NC\|CHARLOTTE, NC\|CHARLESTON, SC\|NORTH CHARLESTON, SC\|GOOSE CREEK, SC\|MT. PLEASANT, SC\|SUMMERVILLE, SC\|CHARLESTON, SC\|MT. PLEASANT, SC\|CHARLESTON, SC\|CHARLESTON, SC\|CHARLESTON, SC\|ALPHARETTA, GA\|SUMMERVILLE, SC\|CHARLESTON, SC\|CHARLESTON, SC\|CHARLESTON, SC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 26, 2013	Dec 31, 2016	no	CHARLOTTE, NC\|LENOIR, NC\|CHARLOTTE, NC\|CHARLESTON, SC\|CHARLESTON, SC\|CHARLESTON, SC\|SUMMERVILLE, SC\|ALPHARETTA, GA\|GOOSE CREEK, SC\|MOUNT PLEASANT, SC\|SUMMERVILLE, SC\|CHARLESTON, SC\|MOUNT PLEASANT, SC\|NORTH CHARLESTON, SC\|CHARLESTON, SC\|CHARLESTON, SC\|NORTH CHARLESTON, SC	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Nov 5, 2002	Mar 25, 2013	no	MORGANTON, NC\|MORGANTON, NC\|LENOIR, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Apr 8, 2025	Apr 25, 2025	17	Firm change	Ibd to ibd
TRUIST ADVISORY SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 27, 2019	Sep 23, 2019	-4	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 9, 2016	-113	Bulk transfer	Other
FIRST CITIZENS INVESTOR SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Mar 25, 2013	Mar 26, 2013	1	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 23, 2019 to Apr 8, 2025factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 9, 2016 to Sep 27, 2019factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 26, 2013 to Dec 31, 2016factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Nov 5, 2002 to Mar 25, 2013factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
John Lawrence Davis left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2025-04-25)
Form ADVobserved 4 days ago