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Advisor at IFC ADVISORS LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IFC ADVISORS LLC | Independent wealth | Nov 6, 2024 | n/a | yes | LOS ANGELES, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Nov 19, 2024 | no | LOS ANGELES, CA|LOS ANGELES, CA|MINNEAPOLIS, MN|MINNEAPOLIS, MN|TARPON SPRINGS, FL | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jun 29, 2004 | Jan 3, 2011 | no | LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 2, 2003 | Jul 14, 2004 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | IFC ADVISORS LLC | Nov 19, 2024 | Nov 6, 2024 | -13 | Firm change | Wirehouse to new firm |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | WELLS FARGO INVESTMENTS, LLC | Jul 14, 2004 | Jun 29, 2004 | -15 | Firm change | Other |