DFX Intelligence

P••••• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

P••••• I••••••••• M•••••••••

P••••• I••••••••• M•••••••••, LLC, CRD 310149

BRADENTON, FL

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Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 22, 2023 to Feb 16, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.62 fund_share=0.0 institutional_share=0.36 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $221M••• Locked
Discretionary RAUM: $221M
Private client RAUM: $138Mderived••• Locked
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $110Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••• J•••• P•••••	Chartered Financial Analyst	BRADENTON, FL	6	16	5	no
A•••• J•••• B•••••	n/a	BRADENTON, FL	3	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••• T••••• J••••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	08/2020	Feb 22, 2023	Mar 5, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bradenton	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 16, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$221M	$184M	20.0%	n/a	n/a	5	4	0	2

Relationships

Registered with (2)

← A•••• J•••• B•••••Advisorregistration: current employment
Jan 31, 2023 to presentfactForm ADV
← T•••• J•••• P•••••Advisorregistration: current employment
Aug 12, 2020 to presentfactForm ADV

Controls (1)

← P•••••• T••••• J••••OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 22, 2023 to Mar 5, 2024factForm ADV

Dated events

Order

Occurred
16 Feb 2026
Ria office closed
••• Locked
Form ADV
Occurred
22 Feb 2023
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 22, 2023
Last observed: Feb 16, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.