DFX Intelligence

N••••• C••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

N••••• C••••••• B•••••

Advisor at I•••••••• A••••••• S••••••••

El Centro, CA | DALLAS, TX

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Search this name across graphsid dfx:ria:5c6998b2-1957-65b5-71c1-a3d9ca7bac5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Feb 15, 2024	n/a	yes	El Centro, CA\|DALLAS, TX	Current employment
P•••••••• A•••••••	National bd RIA	Jan 13, 2014	May 16, 2023	no	CHULA VISTA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••••••	I•••••••• A••••••• S••••••••	May 16, 2023	Feb 15, 2024	275	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Jan 13, 2014 to May 16, 2023factForm ADV

Dated events

Occurred
May 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c6998b2-1957-65b5-71c1-a3d9ca7bac5f
First observed: Jan 13, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.